Which KYC-related finding poses the most risk to the organization?

• A.KYC requirements being considered a low priority not designed into business processes and implemented after product launch
• B.Sanctions fists that are updated on a periodic basis following an annual risk assessment
• C.KYC processes not being integrated into the business and associated application systems
• D.Backlogs and delays in maintaining client files in accordance with the organization's policy

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Which are the most important documents for an auditor to verify that a financial institution has proper controls in place for mitigating its money laundering risk exposure? (Select Two.)

• A.Money laundering risk assessment
• B.Internal controls including policies and procedures
• C.Management action plan for remediating audit findings
• D.List of politically exposed persons
• E.Log of law enforcement requests

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