What can a compliance officer do in the absence of automated software to conduct U.S. Department of the Treasury Office of Foreign Assets Control (OFAC) sanction screens?
What was cited by the Wolfsberg Group in its Statement on the Suppression of the Financing of Terrorism as being vulnerable to terrorist financing?
Which two methods have terrorist groups used to diversify their revenue stream and to fund their operations?
(Choose two.)
What does the Financial Action Task Force (FATF) urge its members and all other jurisdictions to do when a jurisdiction is identified as having lax anti-money laundering / counter financing of terrorism controls?
The most important concerns imposed on foreign financial institutions maintaining correspondent accounts with
U.S. banks under the USA PATRIOT Act are:
