Who has the day-to-day responsibility of communicating and reinforcing the established anti-money laundering compliance culture and program?
A customer comes into a financial institution and deposits a large amount of cash. He has never done that before. When asked about the deposit, he indicates he recently sold a used car and received cash.
He does not trust forms of payment and is wary of counterfeit money orders. What should the bank do?
A compliance officer learns from an Information Technology (IT) source of a potential new financial service being discussed by the new product approval committee.
What is the correct next course of action?
You have an Azure Machine Learning model that is deployed to a web service.
You plan to publish the web service by using the name ml.contoso.com.
You need to recommend a solution to ensure that access to the web service is encrypted.
Which three actions should you recommend? Each correct answer presents part of the solution.
NOTE: Each correct selection is worth one point.
The local manager of a remote mortgage origination department of a financial institution has just discovered that sanctions screening of new customers is not being performed.
Which action should the local manager take in this situation?
