What core objective does the Egmont Group suggest would lead to an effective national Financial Intelligence Unit (FIU)?
A local law enforcement officer, who is conducting a criminal investigation, requests information about a customer.
Which two actions should the bank take? (Choose two.)
A European Union (EU) bank has a correspondent banking relationship with a U.S. bank. Under USA PATRIOT Act Section 311, the U.S. government has enacted special measures against a designated entity that has a payable-through account with the EU bank. Which of the following actions might the U.S. bank be required to take regarding the EU bank's services for the designated entity?
What are the three basic functions of a national financial intelligence unit?
Which factors specific to the securities industry increase the exposure to money laundering risk? (Select Two.)
