The term "mutual fund" is popularly used for which of the following?

• A.all investment companies
• B.pension funds
• C.open-end investment companies
• D.closed-end investment companies

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Which of the following is a benefit of Section 8 low-income housing partnerships?

• A.high, reliable income
• B.large deductions
• C.potential for capital appreciation
• D.low risk

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Which of the following is not good delivery on a sale of 470 shares?

• A.47 10-share certificates
• B.4 100-share certificates and one 70-share certificate
• C.8 50-share certificates, one 40-share certificate, and one 30-share certificate
• D.2 100-share certificates and 3 90-share certificates

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Bubba entered an order to sell long 100 shares of XYZ at 38.75 stop limit. Thereafter, the following round-lot transactions occurred: 38.75, 38.65, 38.50.
At what price was Bubba's order executed?

• A.38.75
• B.38.65
• C.38.50
• D.it was never executed

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Which of the following is considered an intangible asset?

• A.marketable securities
• B.trademarks
• C.accounts receivable
• D.furniture

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