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  1. Home
  2. PECB Certification
  3. ISO-IEC-27001-Lead-Auditor Exam
  4. PECB.ISO-IEC-27001-Lead-Auditor.v2026-01-12.q371 Dumps
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Question 26

After completing Stage 1 and in preparation for a Stage 2 initial certification audit, the auditee informs the audit team leader that they wish to extend the audit scope to include two additional sites that have recently been acquired by the organisation.
Considering this information, what action would you expect the audit team leader to take?

Correct Answer: B
Explanation
According to ISO/IEC 17021-1, which specifies the requirements for bodies providing audit and certification of management systems, a certification body should establish criteria for determining audit time and audit team composition based on factors such as the scope of certification, size and complexity of the organization, risks associated with its activities, etc2. Therefore, if an auditee requests to extend the audit scope to include two additional sites after completing Stage 1 of an initial certification audit, the audit team leader should obtain information about the additional sites to inform the certification body, so that they can review and approve the change in scope and adjust the audit time and audit team accordingly2. The other options are not appropriate actions for the audit team leader to take in this situation. For example, increasing the length of the Stage 2 audit to include the extra sites without informing the certification body may violate their procedures and policies; arranging to complete a remote Stage 1 audit of the two sites using a video conferencing platform may not be feasible or effective depending on the nature and location of the sites; and informing the auditee that the request can be accepted but a full Stage 1 audit must be repeated may not be necessary or reasonable if there are no significant changes in the auditee's ISMS since Stage 12. References: ISO/IEC 17021-1:2015 - Conformity assessment - Requirements for bodies providing audit and certification of management systems - Part 1: Requirements
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Question 27

A key audit process is the way auditors gather information and determine the findings' characteristics. Put the actions listed in the correct order to complete this process. The last one has been done for you.

Correct Answer:

Explanation:
Determine source of information
Collect by means of appropriate sampling
Reviewing
Audit evidence
Evaluating against audit criteria
Audit findings
Audit conclusions
The reviewing step involves checking the accuracy, completeness, and relevance of the collected information.
The audit evidence step involves documenting the information in a verifiable and traceable manner. The evaluating against audit criteria step involves comparing the audit evidence with the requirements of the ISO
27001 standard and the organization's own policies and objectives. The audit findings step involves identifying any nonconformities, weaknesses, or opportunities for improvement in the ISMS. The audit conclusions step involves summarizing the audit results and providing recommendations for corrective actions or enhancements.
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Question 28

How does predictive analytics help auditors in identifying potential risks?

Correct Answer: B
Comprehensive and Detailed In-Depth
B: Correct Answer:
Predictive analytics uses historical data, machine learning, and statistical models to predict future risk events.
It identifies patterns in security incidents, financial trends, and operational failures to anticipate risks before they occur.
A: Incorrect:
Real-time analysis is part of monitoring, but predictive analytics focuses on forecasting risks, not just real-time reporting.
C: Incorrect:
Data organization is essential but does not involve forecasting risks.
Relevant Standard Reference:
ISO 31000:2018 (Risk Management - Guidelines on Using Data Analytics in Risk Assessment)
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Question 29

After a devastating office fire, all staff are moved to other branches of the company. At what moment in the incident management process is this measure effectuated?

Correct Answer: A
Explanation
After a devastating office fire, all staff are moved to other branches of the company. This measure is effectuated between incident and damage in the incident management process. Incident management is the process of detecting, investigating, and responding to incidents in as little time as possible. An incident is any disruption to a service or workflow. A fire is an example of an incident that can cause severe damage to the organization's assets, operations, and reputation. The incident management process consists of five steps:
detection, classification, escalation, recovery, and closure2. The measure of moving staff to other branches is a form of recovery action that aims to restore normal service and minimize impact to the business. However, this measure is taken before the damage caused by the fire is fully assessed or contained. Therefore, this measure is effectuated between incident and damage in the incident management process. References: ISO/IEC
27000:2022, clause 3.24; Atlassian.
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Question 30

Which one of the following options best describes the main purpose of a Stage 2 third-party audit?

Correct Answer: C
The main purpose of a Stage 2 third-party audit is to evaluate the implementation and effectiveness of the organisation's management system and to identify any nonconformances against the requirements of the standard12. The other options are either the objectives of a Stage 1 audit (A, D) or a specific aspect of the audit scope (B). References: 1: ISO/IEC 27006:2022, Information technology - Security techniques - Requirements for bodies providing audit and certification of information security management systems, Clause
9.2 \n2: PECB Certified ISO/IEC 27001 Lead Auditor Exam Preparation Guide, Domain 4: Preparing an ISO/IEC 27001 audit
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