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  1. Home
  2. PECB Certification
  3. ISO-IEC-42001-Lead-Auditor Exam
  4. PECB.ISO-IEC-42001-Lead-Auditor.v2025-06-28.q54 Dumps
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Question 36

Which control in Annex A of ISO 42001:2023 focuses on the need for stakeholder engagement in AI system development?

Correct Answer: B
Annex A - Control A.5.2.2: Stakeholder Consultationexplicitly requires organizations toconsult with relevant stakeholders(such as users, impacted communities, regulators, etc.) during the development and operation of AI systems.
This control emphasizes the importance of engaging stakeholders toidentify expectations, values, ethical concerns, and social impact risksassociated with the AI system.
Stakeholder engagement supports transparency, ethical alignment, and social acceptability of AI solutions.
Reference: ISO/IEC 42001:2023 - Annex A, Control A.5.2.2 (Stakeholder Consultation) PECB Lead Auditor Guide - Domain 2: "Governance and Control Requirements for Ethical AI"
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Question 37

A retail company wants to implement a system that can predict customer buying behavior based on their browsing history and past purchases. Which AI concept would be most suitable for developing this predictive system?

Correct Answer: C
Machine Learning (ML)is the most suitable AI concept in this scenario. ML focuses on developing algorithms that canlearn from structured or unstructured dataand make predictions based on historical patterns.
In this case, analyzing customerbrowsing history and purchase recordsfalls directly undersupervised learning, a subcategory of ML, which is typically used forpredictive modelingin retail (such as next-best- offer, product recommendation, or demand forecasting).
According to the PECB Lead Auditor Study Guide (Domain 1),ML is specifically referenced as the core techniquefor prediction systems, user behavior modeling, and data-driven decision-making systems.
Though Deep Learning (DL) is a subset of ML, it is often used for more complex pattern recognition tasks such as image or speech recognition, which is not explicitly required here.
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Question 38

Question:
While auditing a company's AIMS, the audit team reviewed policies, objectives, and communications to evaluate the involvement of top management. They also conducted interviews with staff to assess the engagement of leaders at various levels in ensuring the system's effectiveness.
Based on this approach, what level of management should the auditors prioritize when assessing leadership and commitment?

Correct Answer: B
ISO/IEC 42001 emphasizes thatleadership is a shared responsibilitythat must be demonstrated at all management levels.
* Clause 5.1 (Leadership and commitment)states:"Top management shall demonstrate leadership and commitment... and ensure that roles, responsibilities, and authorities are assigned, communicated, and understood."
* TheLead Auditor Guidealso emphasizes evaluatingleadership engagement across hierarchical levels
, not just the top.
Reference:ISO/IEC 42001:2023 Clause 5.1; Lead Auditor Training Manual - Module 5 ("Leadership and Engagement").
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Question 39

A social media platform wants to automatically detect and remove inappropriate content from images and videos uploaded by users. Which AI concept is most appropriate for this task?

Correct Answer: B
The most appropriate AI concept for analyzingimages and videosisComputer Vision. Computer Vision is a subfield of artificial intelligence that enables systems tointerpret and process visualdata, such as photos and video frames, which is exactly what is required in this scenario.
According to thePECB Lead Auditor Guide,Computer Visionis explicitly associated with tasks such as object recognition, content moderation, facial recognition, and image classification - all of which are relevant in detecting inappropriate content on platforms like social media.
WhileDeep Learningis often usedwithinComputer Vision (e.g., convolutional neural networks), thecorrect high-level conceptbeing asked here is Computer Vision, which encompasses the overall domain applicable to this scenario.
* NLPis used for analyzing text and language, not visual content.
* MLis a broader category under which Computer Vision models are trained, but is too general for this specific task.
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Question 40

Question:
While preparing for an AIMS audit, a technology company faced an issue: the auditor lacked a required security clearance for accessing sensitive information related to government contracts.
The company requested a replacement auditor. Is this acceptable?

Correct Answer: A
It isacceptablefor an auditee to request a change if the assigned auditorlacks necessary security clearancesto perform the audit properly.
* ISO/IEC 17021-1:2015 Clause 5.2.2requires that auditors must have appropriate competence, including security requirements, for sensitive audits.
* TheLead Auditor Trainingspecifies:"Auditee organizations have the right to request a replacement of auditors if competence (including security clearance) is insufficient for audit scope requirements." Reference:ISO/IEC 17021-1:2015 Clause 5.2.2; ISO/IEC 42001 Lead Auditor Guide Chapter 5 ("Auditor Competence and Replacement").
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